Filing Details
- Accession Number:
- 0000899243-17-000956
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-10 14:57:27
- Reporting Period:
- 2017-01-06
- Filing Date:
- 2017-01-10
- Accepted Time:
- 2017-01-10 14:57:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 17313 | Capital Southwest Corp | CSWC | () | 751072796 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1377817 | Moab Capital Partners Llc | 15 East 62Nd Street New York NY 10065 | No | No | Yes | No | |
| 1393832 | Michael Rothenberg | 15 East 62Nd Street New York NY 10065 | No | No | Yes | No | |
| 1393833 | Moab Gp Llc | 15 East 62Nd Street New York NY 10065 | No | No | Yes | No | |
| 1393834 | Moab Partners Lp | 15 East 62Nd Street New York NY 10065 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-01-06 | 3,100 | $16.80 | 1,531,514 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-06 | 2,343 | $16.80 | 1,529,171 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Billionaire Hedge Funds
