Filing Details

Accession Number:
0001683168-17-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-10 12:28:40
Reporting Period:
2017-01-10
Filing Date:
2017-01-10
Accepted Time:
2017-01-10 12:28:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1045742 Live Ventures Inc LIVE Services-Computer Programming Services (7371) 850206668
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1512469 Jon Isaac C/O Live Ventures, Inc.
325 East Warm Springs Road, Ste. 102
Las Vegas NV 89119
Ceo And President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-10 500 $18.15 1,479,298 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.