Filing Details
- Accession Number:
- 0001209191-17-003069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-10 11:39:59
- Reporting Period:
- 2016-12-28
- Filing Date:
- 2017-01-10
- Accepted Time:
- 2017-01-10 11:39:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1400482 | Kubota Pharmaceutical Holdings Co Ltd | NONE | Pharmaceutical Preparations (2834) | 981295657 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1446698 | Sbi Holdings, Inc. | Izumi Garden Tower 19F, 1-6-1 Roppongi Minato-Ku Tokyo M0 106-6019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-28 | 204,800 | $1,735,239.23 | 8,232,856 | No | 4 | P | Indirect | By SBI Incubation Co., Ltd. |
Common Stock | Acquisiton | 2016-12-29 | 16,900 | $143,507.13 | 8,249,756 | No | 4 | P | Indirect | By SBI Incubation Co., Ltd. |
Common Stock | Acquisiton | 2016-12-30 | 2,700 | $22,970.05 | 8,252,456 | No | 4 | P | Indirect | By SBI Incubation Co., Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By SBI Incubation Co., Ltd. |
No | 4 | P | Indirect | By SBI Incubation Co., Ltd. |
No | 4 | P | Indirect | By SBI Incubation Co., Ltd. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,196,869 | Direct |
Footnotes
- The shares were purchased at a price of 204,185,600 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent.
- These shares are held directly by SBI Incubation Co., Ltd., which is an indirect wholly-owned subsidiary of SBI Holdings, Inc. SBI Holdings, Inc. may be deemed to be the indirect beneficial owner of these securities.
- The shares were purchased at a price of 16,817,600 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent.
- The shares were purchased at a price of 2,676,700 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent.