Filing Details
- Accession Number:
- 0001209191-17-003048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-09 21:55:53
- Reporting Period:
- 2017-01-05
- Filing Date:
- 2017-01-09
- Accepted Time:
- 2017-01-09 21:55:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1651235 | Acacia Communications Inc. | ACIA | Semiconductors & Related Devices (3674) | 270291921 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1657231 | C Bhupendra Shah | C/O Acacia Communications, Inc. Three Mill And Main Place, Suite 400 Maynard MA 01754 | Vice President Of Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-01-05 | 23,800 | $60.96 | 141,234 | No | 4 | S | Indirect | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
Common Stock | Disposition | 2017-01-05 | 5,100 | $61.93 | 136,134 | No | 4 | S | Indirect | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
Common Stock | Disposition | 2017-01-05 | 500 | $63.14 | 135,634 | No | 4 | S | Indirect | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
Common Stock | Disposition | 2017-01-05 | 8,280 | $60.96 | 204,708 | No | 4 | S | Indirect | By Shah LLC |
Common Stock | Disposition | 2017-01-05 | 1,500 | $62.06 | 203,208 | No | 4 | S | Indirect | By Shah LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
No | 4 | S | Indirect | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
No | 4 | S | Indirect | By Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 |
No | 4 | S | Indirect | By Shah LLC |
No | 4 | S | Indirect | By Shah LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 96,634 | Direct |
Footnotes
- Includes 78,457 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
- Mr. Shah does not have a reportable beneficial interest in 1,928 shares of common stock owned by each of his sons and included in prior ownership reports.
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Bhupendra Shah 1999 Trust U/A DTD 10/06/1999 on September 1, 2016.
- This transaction was executed in multiple trades at prices ranging from $60.49 to $61.46; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- This transaction was executed in multiple trades at prices ranging from $61.53 to $62.42; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- This transaction was executed in multiple trades at prices ranging from $62.60 to $63.50; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Shah LLC on September 1, 2016.
- This transaction was executed in multiple trades at prices ranging from $60.61 to $61.55; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.
- This transaction was executed in multiple trades at prices ranging from $61.74 to $62.42; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the registrant, or a security holder of the registrant.