Filing Details
- Accession Number:
- 0000899243-17-000891
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-01-09 20:41:20
- Reporting Period:
- 2017-01-05
- Filing Date:
- 2017-01-09
- Accepted Time:
- 2017-01-09 20:41:20
- Original Submission Date:
- 2017-01-05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1082506 | Great Elm Capital Group Inc. | GEC | Services-Prepackaged Software (7372) | 943219054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1323913 | Steven Hugh Wilson | C/O Great Elm Capital Group, Inc 200 Clarendon St. 51St Floor Boston MA 02116 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-01-05 | 34,236 | $3.58 | 70,331 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Represents the weighted average sales price for a number of transactions effected at prices ranging from $3.5499 to $3.60. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.