Filing Details

Accession Number:
0001441280-17-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-09 20:12:39
Reporting Period:
2017-01-05
Filing Date:
2017-01-09
Accepted Time:
2017-01-09 20:12:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1365038 Leaf Group Ltd. LFGR Services-Computer Processing & Data Preparation (7374) 204731239
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441280 P Sean Moriarty
1655 26Th Street
Santa Monica CA 90404
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.0001 Par Value Disposition 2017-01-05 57,436 $0.00 686,258 No 4 F Direct
Common Stock, $.0001 Par Value Disposition 2017-01-06 2,500 $6.49 683,758 No 4 S Direct
Common Stock, $.0001 Par Value Disposition 2017-01-09 2,800 $6.39 680,958 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Upon the vesting of 150,000 restricted stock units ("RSUs") previously granted to the reporting person, the Company withheld 57,436 shares to cover a portion of the reporting person's statutory tax withholding obligation with respect to the vesting of such RSUs.
  2. Includes 500,000 unvested RSUs.
  3. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in order to cover certain additional withholding taxes due in connection with the vesting of 150,000 RSUs on January 5, 2017.
  4. These shares were sold in multiple transactions at prices ranging from $6.45 to $6.55 per share. The price reported in Column 4 is the weighted average sales price. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price included in the weighted average sales price to the Company, any security holder of the Company or the staff of the SEC upon request.
  5. These shares were sold in multiple transactions at prices ranging from $6.30 to $6.45 per share. The price reported in Column 4 is the weighted average sales price. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price included in the weighted average sales price to the Company, any security holder of the Company or the staff of the SEC upon request.