Filing Details
- Accession Number:
- 0000899866-17-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-09 17:21:40
- Reporting Period:
- 2017-01-05
- Filing Date:
- 2017-01-09
- Accepted Time:
- 2017-01-09 17:21:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 899866 | Alexion Pharmaceuticals Inc | ALXN | Pharmaceutical Preparations (2834) | 133648318 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1231950 | S Alvin Parven | C/O Alexion Pharmaceuticals, Inc 100 College Street New Haven CT 06510 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2017-01-05 | 7,932 | $26.64 | 14,305 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2017-01-05 | 5,572 | $49.43 | 19,877 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2017-01-05 | 3,237 | $85.75 | 23,114 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2017-01-05 | 3,425 | $96.35 | 26,539 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2017-01-05 | 185 | $133.95 | 26,354 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2017-01-05 | 369 | $135.70 | 25,985 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2017-01-05 | 7,375 | $137.56 | 18,610 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2017-01-05 | 5,176 | $138.60 | 13,434 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2017-01-05 | 5,350 | $139.49 | 8,084 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2017-01-05 | 1,433 | $140.59 | 6,651 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2017-01-05 | 278 | $141.23 | 6,373 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2017-01-05 | 853 | $133.65 | 5,520 | No | 4 | S | Indirect | by spouse's trust |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2017-01-05 | 15 | $133.95 | 5,505 | No | 4 | S | Indirect | by spouse |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2017-01-05 | 31 | $135.69 | 5,474 | No | 4 | S | Indirect | by spouse |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2017-01-05 | 599 | $137.56 | 4,875 | No | 4 | S | Indirect | by spouse |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2017-01-05 | 421 | $138.60 | 4,454 | No | 4 | S | Indirect | by spouse |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2017-01-05 | 435 | $139.49 | 4,019 | No | 4 | S | Indirect | by spouse |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2017-01-05 | 117 | $140.59 | 3,902 | No | 4 | S | Indirect | by spouse |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2017-01-05 | 22 | $141.22 | 3,880 | No | 4 | S | Indirect | by spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | by spouse's trust |
| No | 4 | S | Indirect | by spouse |
| No | 4 | S | Indirect | by spouse |
| No | 4 | S | Indirect | by spouse |
| No | 4 | S | Indirect | by spouse |
| No | 4 | S | Indirect | by spouse |
| No | 4 | S | Indirect | by spouse |
| No | 4 | S | Indirect | by spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Option to Purchase Common Stock | Disposition | 2017-01-05 | 7,932 | $0.00 | 7,932 | $26.64 |
| Common Stock, Par Value $.0001 Per Share | Option to Purchase Common Stock | Disposition | 2017-01-05 | 5,572 | $0.00 | 0 | $49.43 |
| Common Stock, Par Value $.0001 Per Share | Option to Purchase Common Stock | Disposition | 2017-01-05 | 3,237 | $0.00 | 3,237 | $85.75 |
| Common Stock, Par Value $.0001 Per Share | Option to Purchase Common Stock | Disposition | 2017-01-05 | 3,425 | $0.00 | 3,425 | $96.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-08-12 | 2020-05-12 | No | 4 | M | Direct |
| 0 | 2011-08-11 | 2021-05-11 | No | 4 | M | Direct |
| 0 | 2012-08-08 | 2022-05-08 | No | 4 | M | Direct |
| 0 | 2013-08-07 | 2023-05-07 | No | 4 | M | Direct |
Footnotes
- This transaction is made pursuant to the terms of a sales plan designed to meet the requirements of Rule 10b5-1(c)(1) of the Securities Exchange Act.
- This transaction was executed in multiple trades through a broker-dealer at prices ranging from $133.95 - $134.95. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
- This transaction was executed in multiple trades through a broker-dealer at prices ranging from $135.22 - $136.22. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
- This transaction was executed in multiple trades through a broker-dealer at prices ranging from $137.04 - $138.04. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
- This transaction was executed in multiple trades through a broker-dealer at prices ranging from $138.05 - $139.05. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
- This transaction was executed in multiple trades through a broker-dealer at prices ranging from $139.08 - $140.08. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
- This transaction was executed in multiple trades through a broker-dealer at prices ranging from $140.13 - $141.13. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
- This transaction was executed in multiple trades through a broker-dealer at prices ranging from $141.17 - $142.17. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
- This transaction was executed in multiple trades through a broker-dealer at prices ranging from $133.65 - $134.65. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
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