Filing Details
- Accession Number:
- 0000919574-17-000237
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-09 16:23:30
- Reporting Period:
- 2017-01-05
- Filing Date:
- 2017-01-09
- Accepted Time:
- 2017-01-09 16:23:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
792130 | Datawatch Corp | DWCH | Services-Prepackaged Software (7372) | 020405716 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1593404 | G2 Investment Partners Management Llc | One Rockefeller Plaza, 23Rd Floor New York NY 10020 | No | No | Yes | No | |
1608447 | Josh Goldberg | One Rockefeller Plaza, 23Rd Floor New York NY 10020 | No | No | Yes | No | |
1651515 | G2 Investment Partners Gp Llc | One Rockefeller Plaza, 23Rd Floor New York NY 10020 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-01-05 | 3,204 | $5.58 | 1,252,290 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2017-01-06 | 2,700 | $5.60 | 1,249,590 | No | 4 | S | Indirect | See Footnote |
Common Stock | Acquisiton | 2017-01-06 | 2,700 | $5.55 | 1,252,290 | No | 4 | P | Indirect | See Footnote |
Common Stock | Disposition | 2017-01-06 | 8,800 | $5.65 | 1,243,490 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- These securities are held in the accounts of private investment funds managed by G2 Investment Partners Management LLC ("G2 Investment Partners Management") and may be deemed to be beneficially owned by (i) G2 Investment Partners Management, (ii) G2 Investment Partners GP LLC, and (iii) Josh Goldberg, the managing member of G2 Investment Partners Management and G2 Investment Partners GP LLC (collectively, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
- The reported price is the weighted average sale price for sales on January 5, 2017 by the Reporting Persons. The actual prices of such sales ranged from $5.55 to $5.60. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The reported price is the weighted average sale price for sales on January 6, 2017 by the Reporting Persons. The actual prices of such sales ranged from $5.60 to $5.63. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The reported price is the weighted average sale price for sales on January 6, 2017 by the Reporting Persons. The actual prices of such sales ranged from $5.65 to $5.68. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.