Home > Insider Trading > Filing (0001140361-17-001083)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1575793	Energous Corp	WATT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1234527	John Gaulding	C/O Energous Corporation 3590 North First Street, Suite 210 San Jose CA 95134		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-12-30	193	$0.00	21,202	No	4	M	Direct
Common Stock	Acquisiton	2017-01-04	25,000	$0.00	46,202	No	4	M	Direct
Common Stock	Acquisiton	2017-01-04	14,953	$0.00	61,155	No	4	M	Direct
Common Stock	Disposition	2017-01-06	14,651	$16.93	46,504	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Performance Stock Unit	Disposition	2016-12-30	193	$0.00	193	$0.00
Common Stock	Restricted Stock Unit	Disposition	2017-01-04	25,000	$0.00	25,000	$0.00
Common Stock	Restricted Stock Unit	Disposition	2017-01-04	14,953	$0.00	14,953	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
27,990	No	4	M	Direct
0	No	4	M	Direct
0	No	4	M	Direct

Footnotes

Each performance share unit ("PSU") represents a contingent right to receive one share of common stock.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.
The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Represents the shares sold to cover taxes due upon vesting and settlement of the RSUs.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.90 to $16.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer.
Represents shares of common stock upon vesting of a RSU granted on January 4, 2016 pursuant to the Company's director compensation policy. This RSU became 100% vested on January 4, 2017.