Filing Details
- Accession Number:
- 0001437749-17-000336
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-06 17:16:47
- Reporting Period:
- 2017-01-06
- Filing Date:
- 2017-01-06
- Accepted Time:
- 2017-01-06 17:16:47
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595916 | Sushil Dhiman | C/O Smtc Corporation 635 Hood Road Markham A6 L3R 4N6 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-06 | 109,170 | $0.00 | 224,970 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-06 | 35,000 | $1.41 | 189,970 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-01-06 | 109,170 | $0.00 | 109,170 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-06 | 2017-01-06 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into the issuer's common stock, par value $0.01 per share ("Common Stock") on a one-for-one basis.
- The sales of Common Stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan that was adopted by the reporting person on November 16, 2016 in order to cover tax obligations arising out of the vesting of the restricted stock units.
- The price in column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions ranging in price from $1.37 to $1.47, inclusive. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range.
Billionaire Hedge Funds
