Filing Details
- Accession Number:
- 0001512920-17-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-06 16:36:27
- Reporting Period:
- 2017-01-05
- Filing Date:
- 2017-01-06
- Accepted Time:
- 2017-01-06 16:36:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825202 | Sprott Focus Trust Inc. | FUND | (0) | 592876580 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185838 | Whitney W George | C/O Sprott Asset Management Usa Inc. 1910 Palomar Point Way, Suite 200 Carlsbad CA 92008 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-05 | 50,000 | $7.10 | 4,338,264 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,220,438 | Indirect | Held by Spouse |
| Common Stock | 515,478 | Indirect | Held by Children |
| Common Stock | 232,999 | Indirect | Held by Trust |
| Common Stock | 86,269 | Indirect | Held by Trust |
Footnotes
- Shares held in The Mallory Descendant's Trust U/T/A DTD 12/31/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.
- Shares held in The TDM & BBM Trust U/T/A DTD 3/25/2013. Mr. George serves as trustee of the TDM & BBM Trust.
Billionaire Hedge Funds
