Filing Details
- Accession Number:
- 0001209191-17-002660
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-06 16:34:24
- Reporting Period:
- 2017-01-05
- Filing Date:
- 2017-01-06
- Accepted Time:
- 2017-01-06 16:34:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183991 | E Lloyd Ross | Po Box 2380 Big Fork MT 59911 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2016-11-15 | 105 | $41.45 | 52,267 | No | 4 | A | Direct | |
| Common Shares | Disposition | 2017-01-05 | 1,100 | $45.47 | 51,167 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- DER units credited on 11/15/2016 as dividend at FMV
Billionaire Hedge Funds
