Filing Details
- Accession Number:
- 0001493225-17-000001
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-01-06 15:45:55
- Reporting Period:
- 2016-12-16
- Filing Date:
- 2017-01-06
- Accepted Time:
- 2017-01-06 15:45:55
- Original Submission Date:
- 2016-12-20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1493225 | Northfield Bancorp Inc. | NFBK | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409539 | Wade John Alexander | 581 Main Street, Suite 810 Woodbridge NJ 07095 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-16 | 70,571 | $7.09 | 505,946 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-16 | 25,368 | $19.71 | 480,578 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2016-12-16 | 15,232 | $13.13 | 495,810 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-16 | 10,147 | $19.71 | 485,663 | No | 4 | F | Direct | |
Commonn Stock | Disposition | 2016-12-16 | 1,999 | $19.83 | 38,036 | No | 4 | S | Indirect | By IRA |
Commonn Stock | Disposition | 2016-12-16 | 9,553 | $19.81 | 28,483 | No | 4 | S | Indirect | By IRA |
Commonn Stock | Disposition | 2016-12-19 | 9,304 | $19.61 | 19,179 | No | 4 | S | Indirect | By IRA |
Commonn Stock | Disposition | 2016-12-19 | 19,179 | $19.51 | 0 | No | 4 | S | Indirect | By IRA |
Common Stock | Disposition | 2016-12-16 | 15,128 | $19.82 | 41,787 | No | 4 | S | Indirect | By Spouse's IRA |
Common Stock | Disposition | 2016-12-19 | 10,260 | $19.62 | 31,527 | No | 4 | S | Indirect | By Spouse's IRA |
Common Stock | Disposition | 2016-12-19 | 31,527 | $19.54 | 0 | No | 4 | S | Indirect | By Spouse's IRA |
Common Stock | Disposition | 2016-12-16 | 1,858 | $19.82 | 0 | No | 4 | S | Indirect | By Spouse's IRA 2 |
Common Stock | Disposition | 2016-12-16 | 6,453 | $19.80 | 0 | No | 4 | S | Indirect | By Spouse's IRA 3 |
Common Stock | Disposition | 2016-12-16 | 3,629 | $19.80 | 13,135 | No | 4 | S | Indirect | By Spouse's IRA 4 |
Common Stock | Disposition | 2016-12-19 | 8,190 | $19.61 | 4,945 | No | 4 | S | Indirect | By Spouse's IRA 4 |
Common Stock | Disposition | 2016-12-19 | 4,945 | $19.51 | 0 | No | 4 | S | Indirect | By Spouse's IRA 4 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By Spouse's IRA |
No | 4 | S | Indirect | By Spouse's IRA |
No | 4 | S | Indirect | By Spouse's IRA |
No | 4 | S | Indirect | By Spouse's IRA 2 |
No | 4 | S | Indirect | By Spouse's IRA 3 |
No | 4 | S | Indirect | By Spouse's IRA 4 |
No | 4 | S | Indirect | By Spouse's IRA 4 |
No | 4 | S | Indirect | By Spouse's IRA 4 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2016-12-16 | 70,571 | $7.09 | 70,571 | $7.09 |
Common Stock | Stock Options | Disposition | 2016-12-16 | 15,232 | $13.13 | 15,232 | $13.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
520,400 | 2010-01-30 | 2019-01-30 | No | 4 | M | Direct |
384,768 | 2015-06-11 | 2024-06-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 27,359 | Indirect | By ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $14.76 | 2016-05-27 | 2025-05-27 | 225,000 | 225,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-05-27 | 225,000 | 225,000 | Direct |
Footnotes
- Mr. Alexander's shares no longer include shares held by two adult children who no longer reside in his household.