Filing Details
- Accession Number:
- 0001672811-17-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-06 15:43:35
- Reporting Period:
- 2017-01-05
- Filing Date:
- 2017-01-06
- Accepted Time:
- 2017-01-06 15:43:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1305744 | Nan Mattai | M/S 124-223 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Sr Vp, Engineering And Tech | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-05 | 5,700 | $74.05 | 14,139 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-05 | 13,700 | $53.08 | 27,839 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-05 | 19,400 | $92.55 | 8,439 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-01-05 | 5,700 | $0.00 | 5,700 | $74.05 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-01-05 | 13,700 | $0.00 | 13,700 | $53.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-11-13 | No | 4 | M | Direct | |
| 0 | 2019-11-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 710 | Indirect | By IRA |
| Common Stock | 5,910 | Indirect | By Savings Plan |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2016.
- Shares rolled over into a self-directed IRA.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of January 1, 2017.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.
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