Filing Details
- Accession Number:
- 0001209191-17-002448
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-05 21:17:12
- Reporting Period:
- 2017-01-03
- Filing Date:
- 2017-01-05
- Accepted Time:
- 2017-01-05 21:17:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1578732 | Marcus & Millichap Inc. | MMI | Real Estate Agents & Managers (For Others) (6531) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1588207 | E. Martin Louie | C/O Marcus &Amp; Millichap, Inc. 23975 Park Sorrento, Suite 400 Calabasas CA 91302 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-01-03 | 28,107 | $26.56 | 45,102 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-01-05 | 4,000 | $0.00 | 49,102 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-05 | 1,752 | $26.30 | 47,350 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-01-05 | 4,000 | $0.00 | 4,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,000 | No | 4 | M | Direct |
Footnotes
- SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.
- The range of prices for the shares of Common Stock is from $26.24 to $27.075. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- Includes 1,739 shares acquired under the Issuer's employee stock purchase plan.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sales price on the date of settlement.
- The restricted stock units vest in five equal annual installments beginning January 5, 2016.
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