Filing Details
- Accession Number:
- 0000899243-17-000513
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-05 20:40:23
- Reporting Period:
- 2017-01-03
- Filing Date:
- 2017-01-05
- Accepted Time:
- 2017-01-05 20:40:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 906780 | Empire Resorts Inc | NYNY | Retail-Eating & Drinking Places (5810) | 133714474 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507667 | Laurette Pitts | C/O Monticello Casino And Raceway 204 State Route 17B, P.o. Box 5013 Monticello NY 12701 | Evp, Coo, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value Per Share | Disposition | 2017-01-03 | 1,646 | $22.76 | 11,995 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value Per Share | Disposition | 2017-01-04 | 45 | $23.00 | 11,950 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of December 13, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $23.00, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc., any security holder of Empire Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
