Filing Details

Accession Number:
0001488471-17-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-05 20:22:46
Reporting Period:
2017-01-03
Filing Date:
2017-01-05
Accepted Time:
2017-01-05 20:22:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579910 Resonant Inc RESN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1488471 A Jeffrey Killian C/O Resonant Inc.
110 Castilian Drive, Suite 100
Goleta CA 93117
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-03 12,500 $0.00 12,500 No 4 M Direct
Common Stock Disposition 2017-01-04 4,967 $4.82 7,533 No 4 S Direct
Common Stock Disposition 2017-01-05 1,005 $4.83 6,528 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-01-03 12,500 $0.00 12,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
187,500 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. On January 3, 2017, 12,500 of the reporting person's restricted stock units were settled for an equal number of shares of Resonant Inc. common stock.
  2. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.
  3. 12,500 shares vested on January 3, 2017, and 12,500 shares will vest on the first business day of each subsequent calendar quarter until fully vested.