Filing Details
- Accession Number:
- 0000950142-17-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-05 18:44:10
- Reporting Period:
- 2017-01-03
- Filing Date:
- 2017-01-05
- Accepted Time:
- 2017-01-05 18:44:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393883 | Dhi Group Inc. | DHX | Services-Business Services, Nec (7389) | 203179218 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543618 | Edward James Bennett | C/O Dhi Group, Inc. 1040 Avenue Of The Americas, 8Th Floor New York NY 10018 | Md, Data Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-03 | 6,900 | $6.08 | 136,295 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-03 | 6,900 | $6.21 | 129,395 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-01-04 | 13,712 | $6.08 | 143,107 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-04 | 13,712 | $6.35 | 129,395 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-01-05 | 7,800 | $6.08 | 137,195 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-05 | 7,800 | $6.23 | 129,395 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-01-03 | 6,900 | $0.00 | 6,900 | $6.08 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-01-04 | 13,712 | $0.00 | 13,712 | $6.08 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-01-05 | 7,800 | $0.00 | 7,800 | $6.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 49,100 | 2017-02-10 | No | 4 | M | Direct | |
| 35,388 | 2017-02-10 | No | 4 | M | Direct | |
| 27,588 | 2017-02-10 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 trading plan.
- The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.20 to $6.35. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.20 to $6.50. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.20 to $6.45. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- This grant of employee stock options has fully vested and is currently exercisable.
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