Filing Details
- Accession Number:
- 0001637360-17-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-05 17:21:02
- Reporting Period:
- 2017-01-03
- Filing Date:
- 2017-01-05
- Accepted Time:
- 2017-01-05 17:21:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1637360 | Cathleen Gates Schreiner | C/O Ellie Mae, Inc. 4420 Rosewood Drive, Suite 500 Pleasanton CA 94588 | Evp, Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-03 | 4,459 | $55.30 | 32,653 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-03 | 4,459 | $84.42 | 28,194 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-01-03 | 6,174 | $25.30 | 34,368 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-03 | 6,174 | $84.42 | 28,194 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-01-03 | 2,386 | $24.39 | 30,580 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-03 | 2,386 | $84.42 | 28,194 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-01-03 | 2,386 | $0.00 | 2,386 | $24.39 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-01-03 | 6,174 | $0.00 | 6,174 | $25.30 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-01-03 | 4,459 | $0.00 | 4,459 | $55.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,193 | 2023-05-03 | No | 4 | M | Direct | |
| 3,386 | 2024-05-06 | No | 4 | M | Direct | |
| 5,736 | 2025-03-23 | No | 4 | M | Direct |
Footnotes
- The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan.
- 25% of the stock option shares vest on one year anniversary of grant date, 1/48th of the total shares vest monthly thereafter.
- The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
Billionaire Hedge Funds
