Filing Details
- Accession Number:
- 0001209191-17-002231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-05 17:16:36
- Reporting Period:
- 2017-01-03
- Filing Date:
- 2017-01-05
- Accepted Time:
- 2017-01-05 17:16:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1651235 | Acacia Communications Inc. | ACIA | Semiconductors & Related Devices (3674) | 270291921 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1657233 | J Francis Murphy | C/O Acacia Communications, Inc. Three Mill And Main Place, Suite 400 Maynard MA 01754 | Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-03 | 1,333 | $1.67 | 51,465 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-03 | 334 | $2.09 | 51,799 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-03 | 1,667 | $4.18 | 53,466 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-03 | 6,752 | $62.15 | 46,714 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-01-03 | 1,333 | $0.00 | 1,333 | $1.67 |
| Common Stock | Stock Option (right to buy) | Disposition | 2017-01-03 | 334 | $0.00 | 334 | $2.09 |
| Common Stock | Stock Option (right to buy) | Disposition | 2017-01-03 | 1,667 | $0.00 | 1,667 | $4.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,667 | 2023-12-17 | No | 4 | M | Direct | |
| 2,250 | 2024-03-21 | No | 4 | M | Direct | |
| 11,250 | 2025-03-28 | No | 4 | M | Direct |
Footnotes
- Shares of common stock acquired upon the exercise of outstanding stock options.
- Includes 30,000 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting.
- This option, representing a right to purchase a total of 20,000 shares, vested as to 20% of the shares on November 25, 2014, and vests in equal monthly installments thereafter until November 25, 2018.
- This option, representing a right to purchase a total of 5,000 shares, vested as to 20% of the shares on March 21, 2015, and vests in equal monthly installments thereafter until March 21, 2019.
- This option, representing a right to purchase a total of 20,000 shares, vested as to 25% of the shares on March 28, 2016, and vests in equal monthly installments thereafter until March 28, 2019.
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