Filing Details
- Accession Number:
- 0001140361-17-000773
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-05 17:16:25
- Reporting Period:
- 2017-01-03
- Filing Date:
- 2017-01-05
- Accepted Time:
- 2017-01-05 17:16:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1212458 | Proofpoint Inc | PFPT | Services-Computer Processing & Data Preparation (7374) | 510414846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1634774 | Darren Robert Lee | C/O Proofpoint, Inc. 892 Ross Drive Sunnyvale CA 94089 | Svp, Gm Archiving & Governance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-03 | 2,652 | $14.12 | 2,655 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-03 | 348 | $7.98 | 3,003 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-03 | 3,000 | $71.50 | 3 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2017-01-03 | 2,652 | $0.00 | 2,652 | $14.12 |
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2017-01-03 | 348 | $0.00 | 348 | $7.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,513 | 2023-03-05 | No | 4 | M | Direct | |
| 0 | 2021-12-29 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan with an effective date of June 9, 2016.
- The stock option is immediately exercisable in full.
Billionaire Hedge Funds
