Filing Details
- Accession Number:
- 0001466258-17-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-05 16:05:15
- Reporting Period:
- 2017-01-03
- Filing Date:
- 2017-01-05
- Accepted Time:
- 2017-01-05 16:05:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466258 | Ingersoll-Rand Plc | IR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1279505 | W Michael Lamach | C/O Ingersoll-Rand Company 800-E Beaty Street Davidson NC 28036 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2017-01-03 | 50,000 | $25.22 | 215,877 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2017-01-03 | 88,083 | $37.71 | 303,960 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2017-01-03 | 75,000 | $37.74 | 378,960 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2017-01-03 | 50,000 | $75.62 | 328,960 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2017-01-03 | 88,083 | $75.62 | 240,877 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2017-01-03 | 75,000 | $75.62 | 165,877 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2017-01-03 | 50,000 | $0.00 | 50,000 | $25.22 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2017-01-03 | 88,083 | $0.00 | 88,083 | $37.71 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2017-01-03 | 75,000 | $0.00 | 75,000 | $37.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-02-15 | No | 4 | M | Direct | |
| 0 | 2021-02-13 | No | 4 | M | Direct | |
| 65,351 | 2021-02-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 2,109 | Indirect | By Plan Trustee |
| Ordinary Shares (Grat) | 110,430 | Indirect | By grantor retained annuity trust |
Footnotes
- Transaction executed pursuant to a Rule 10b5-1 Plan adopted by the reporting person on October 27, 2016.
- This transaction was executed in multiple trades ranging from $75.16 to $76.175 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.
- The option vests in three (3) equal installments beginning on February 16, 2011.
- The stock option vests in three (3) annual installments beginning on February 14, 2012.
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