Filing Details
- Accession Number:
- 0001562180-17-000186
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-05 16:01:19
- Reporting Period:
- 2017-01-03
- Filing Date:
- 2017-01-05
- Accepted Time:
- 2017-01-05 16:01:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1557883 | Dermira Inc. | DERM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208907 | G Thomas Wiggans | C/O Dermira, Inc., 275 Middlefield Road, Suite 150 Menlo Park CA 94025 | Ceo & Chairman Of The Board | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-03 | 5,000 | $0.99 | 11,468 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-03 | 5,000 | $30.19 | 6,468 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-01-04 | 3,000 | $0.99 | 9,468 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-04 | 3,000 | $32.51 | 6,468 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | Acquisiton | 2017-01-03 | 5,000 | $0.00 | 5,000 | $0.99 |
| Common Stock | Stock Options (Right to buy) | Acquisiton | 2017-01-04 | 3,000 | $0.00 | 3,000 | $0.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 248,642 | 2021-10-03 | No | 4 | M | Direct | |
| 245,642 | 2021-10-03 | No | 4 | M | Direct |
Footnotes
- These trades were made pursuant to a Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $29.85 to $30.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These shares include prior ESPP purchases.
- This transaction was executed in multiple trades at prices ranging from $32.50 to $32.55. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- 1/48th of the shares underlying the option vest each month from the vesting commencement date of 10/04/2011, subject to the reporting person's continuous status as a Service Provider on the applicable vesting date.
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