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Filing Details

Accession Number:: 0000014693-17-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-01-05 15:17:01
Reporting Period:: 2017-01-03

Filing Date:: 2017-01-05
Accepted Time:: 2017-01-05 15:17:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BFA, BFB	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1259381	C Jane Morreau	850 Dixie Highway Louisville KY 40210	Evp, Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class B Common	Acquisiton	2017-01-03	14,262	$17.76	14,366	No	4	M	Direct
Class B Common	Disposition	2017-01-03	8,839	$44.92	5,527	No	4	F	Direct
Class B Common	Disposition	2017-01-03	5,423	$45.17	104	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common	Stock Appreciation Right	Disposition	2017-01-03	14,262	$0.00	14,262	$17.76

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-05-01	2018-04-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	23,038	Direct
Class B Common	5,932	Indirect	ESPP

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Stock Appreciation Right	$13.53	2012-05-01	2019-04-30	22,926	22,926	Direct
Class B Common	Stock Appreciation Right	$19.22	2013-05-01	2020-04-30	25,180	25,180	Direct
Class B Common	Stock Appreciation Right	$23.20	2014-05-01	2021-04-30	28,730	28,730	Direct
Class B Common	Stock Appreciation Right	$29.35	2015-05-01	2022-04-30	22,196	22,196	Direct
Class B Common	Stock Appreciation Right	$36.21	2016-05-01	2023-04-30	18,532	18,532	Direct
Class B Common	Stock Appreciation Right	$45.99	2017-05-01	2024-04-30	26,850	26,850	Direct
Class B Common	Stock Appreciation Right	$51.13	2018-05-01	2025-04-30	26,758	26,758	Direct
Class B Common	Stock Appreciation Right	$49.01	2019-05-01	2026-04-30	41,482	41,482	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-04-30	22,926	22,926	Direct
2020-04-30	25,180	25,180	Direct
2021-04-30	28,730	28,730	Direct
2022-04-30	22,196	22,196	Direct
2023-04-30	18,532	18,532	Direct
2024-04-30	26,850	26,850	Direct
2025-04-30	26,758	26,758	Direct
2026-04-30	41,482	41,482	Direct

Footnotes

On August 18, 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 52 additional shares.
The closing price of BF-B on December 30, 2016 was used to calculate the withholding obligation.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.1644 to $45.19, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Total updated to reflect dividend reinvestment and additional shares acquired in the August 2016 stock split.
Number of shares acquired through the issuer's employee stock purchase program as of January 3, 2017. Also updated to reflect additional shares acquired in the August 2016 stock split.
These stock appreciation rights were previously reported as covering 7,131 shares at an exercise price of $35.51, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 11,463 shares at an exercise price of $27.05, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 12,590 shares at an exercise price of $38.43, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 14,365 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 11,098 shares at an exercise price of $58.70, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 9,266 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 13,425 shares at an exercise price of $91.97, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 13,379 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 20,741 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split.