Filing Details

Accession Number:
0001209191-17-001747
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-05 13:28:49
Reporting Period:
2017-01-03
Filing Date:
2017-01-05
Accepted Time:
2017-01-05 13:28:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-01-03 1,500 $6.20 3,813,081 No 4 P Direct
Class A Common Stock Acquisiton 2017-01-03 700 $6.15 3,813,781 No 4 P Direct
Class A Common Stock Acquisiton 2017-01-03 300 $6.13 3,814,081 No 4 P Direct
Class A Common Stock Acquisiton 2017-01-04 1,700 $6.50 3,815,781 No 4 P Direct
Class A Common Stock Acquisiton 2017-01-04 12 $6.35 3,815,793 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.