Filing Details

Accession Number:
0000907254-17-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-05 13:25:01
Reporting Period:
2017-01-03
Filing Date:
2017-01-05
Accepted Time:
2017-01-05 13:25:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
907254 Saul Centers Inc BFS Real Estate Investment Trusts (6798) 521833074
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228461 D Philip Caraci 7501 Wisconsin Avenue
15Th Floor
Bethesda MD 20814
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-01-03 1,800 $54.17 52,916 No 4 M Direct
Common Shares Disposition 2017-01-03 1,800 $66.36 51,116 No 4 S Direct
Common Shares Acquisiton 2017-01-04 700 $54.17 51,816 No 4 M Direct
Common Shares Acquisiton 2017-01-04 2,500 $50.15 54,316 No 4 M Direct
Common Shares Acquisiton 2017-01-04 2,500 $38.76 56,816 No 4 M Direct
Common Shares Disposition 2017-01-04 5,700 $66.14 51,116 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2017-01-03 1,800 $54.17 1,800 $54.17
Common Stock Stock Option Disposition 2017-01-04 700 $54.17 700 $54.17
Common Stock Stock Option Disposition 2017-01-04 2,500 $50.15 2,500 $50.15
Common Stock Stock Option Disposition 2017-01-04 2,500 $38.76 2,500 $38.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
700 2007-04-27 2017-04-27 No 4 M Direct
0 2007-04-27 2017-04-27 No 4 M Direct
0 2008-04-25 2018-04-25 No 4 M Direct
0 2010-05-07 2020-05-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 51,987 Indirect Self-Trust
Common Shares 2,802 Indirect Wife's IRA
Common Shares 20,764 Indirect Wifes-Trust
Series C Preferred Stock 3,202 Indirect Wife's Trust
Series C Preferred Stock 1,978 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $65.96 23,285 23,285 Direct
Common Stock Stock Option $41.82 2011-05-13 2021-05-13 2,500 2,500 Direct
Common Stock Stock Option $39.29 2012-05-04 2022-05-04 2,500 2,500 Direct
Common Stock Stock Option $44.42 2013-05-10 2023-05-10 2,500 2,500 Direct
Common Stock Stock Option $47.03 2014-05-09 2024-05-09 2,500 2,500 Direct
Common Stock Stock Option $51.07 2015-05-08 2025-05-08 2,500 2,500 Direct
Common Stock Stock Option $57.74 2016-05-06 2026-05-06 2,500 2,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
23,285 23,285 Direct
2021-05-13 2,500 2,500 Direct
2022-05-04 2,500 2,500 Direct
2023-05-10 2,500 2,500 Direct
2024-05-09 2,500 2,500 Direct
2025-05-08 2,500 2,500 Direct
2026-05-06 2,500 2,500 Direct
Footnotes
  1. Self-Trust. Reporting person is a Trustee
  2. Self-IRA
  3. Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.
  4. 1 for 1
  5. The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.
  6. Includes 189.831 shares ($57.1815/share) awarded October 28, 2016 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.