Filing Details
- Accession Number:
- 0001644440-17-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-05 11:37:37
- Reporting Period:
- 2017-01-03
- Filing Date:
- 2017-01-05
- Accepted Time:
- 2017-01-05 11:37:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1644440 | Gcp Applied Technologies Inc. | GCP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1320034 | E Gregory Poling | C/O Gcp Applied Technologies Inc. 62 Whittemore Avenue Cambridge MA 02140 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-01-03 | 40,280 | $9.71 | 40,280 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-01-03 | 27,250 | $26.20 | 13,030 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-01-04 | 40,280 | $9.71 | 53,310 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-01-04 | 26,700 | $27.23 | 26,610 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-03-09 | 500 | $0.00 | 105,723 | No | 5 | G | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (rights to buy) | Disposition | 2017-01-03 | 40,280 | $0.00 | 40,280 | $9.71 |
Common Stock | Employee Stock Options (rights to buy) | Disposition | 2017-01-04 | 40,280 | $0.00 | 40,280 | $9.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,280 | 2017-06-28 | No | 4 | M | Direct | |
0 | 2017-06-28 | No | 4 | M | Direct |
Footnotes
- Exercised pursuant to an existing 10b5-1 trading plan. The Reporting Person retained all shares net of shares sold to cover the exercise cost and tax withholding.
- The price reported is the weighted average price. Shares were sold in multiple transactions at prices ranging from $25.70 to $26.98. The Reporting Person will provide, upon request, by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- The price reported is the weighted average price. Shares were sold in multiple transactions at prices ranging from $26.88 to $27.60. The Reporting Person will provide, upon request, by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- Options became exercisable in three substantially equal annual installments on June 28, 2013; June 27, 2014; and June 26, 2015.