Filing Details
- Accession Number:
- 0001209191-17-001608
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-04 20:32:45
- Reporting Period:
- 2016-12-31
- Filing Date:
- 2017-01-04
- Accepted Time:
- 2017-01-04 20:32:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1608249 | Zayo Group Holdings Inc. | ZAYO | Telephone Communications (No Radiotelephone) (4813) | 261398293 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622429 | Kenneth Desgarennes | 1805 29Th Street Suite 2050 Boulder CO 80301 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-31 | 8,462 | $0.00 | 1,016,291 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-31 | 124,780 | $0.00 | 1,141,071 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-03 | 3,319 | $33.09 | 1,137,752 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2016-12-31 | 8,462 | $0.00 | 8,462 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2016-12-31 | 124,780 | $0.00 | 124,780 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 326,486 | Indirect | By Tablerock Investments II, LLC |
| Common Stock | 45 | Indirect | By Tablerock Investments, LLC |
Footnotes
- Each Part A restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- Each Part B restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock.
- The sale reported was mandated by the Company's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 "sell-to-cover" transaction and does not represent a discretionary trade by the reporting person.
- The shares were sold in one transaction at the price reported.
- The reported securities are held by Tablerock Investments II, LLC, a Colorado limited liability company ("Tablerock II") of which the reporting person is the sole manager. Tablerock II is owned by the reporting person and the desGarennes Exempt Descendants' Trust as well as two grantor retained annuity trusts for the benefit of the reporting person and his children. The reporting person disclaims beneficial ownership of the Common Stock held by Tablerock II, except to the extent of his pecuniary interest therein.
- On November 12, 2015, the reporting person was granted Part A restricted stock units, which vested in full on December 31, 2016.
- On January 20, 2016, the reporting person was granted Part B restricted stock units, which vested in full on December 31, 2016.
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