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Home > Insider Trading > Filing (0001209191-17-001581)

Filing Details

Accession Number:: 0001209191-17-001581
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-01-04 20:08:49
Reporting Period:: 2017-01-03

Filing Date:: 2017-01-04
Accepted Time:: 2017-01-04 20:08:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1056903	American States Water Co	AWR	Water Supply (4941)	954676679

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1184069	L Denise Kruger	5775 Southview Yorba Linda CA 92887	Sr. Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2016-12-01	20	$42.69	18,995	No	4	A	Direct
Common Shares	Acquisiton	2016-12-30	817	$0.00	18,995	No	4	A	Indirect	401k
Common Shares	Disposition	2016-12-30	3	$0.00	18,993	No	4	D	Direct
Common Shares	Disposition	2017-01-03	1,250	$45.46	17,743	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	A	Indirect	401k
No	4	D	Direct
No	4	S	Direct

Footnotes

DER units credited on 12/1/2016 as dividend at FMV
Updated 401K
Adjustment due to partial shares