Filing Details
- Accession Number:
- 0001209191-17-001562
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-04 19:59:26
- Reporting Period:
- 2016-12-31
- Filing Date:
- 2017-01-04
- Accepted Time:
- 2017-01-04 19:59:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1608249 | Zayo Group Holdings Inc. | ZAYO | Telephone Communications (No Radiotelephone) (4813) | 261398293 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622435 | Daniel Caruso | 1805 29Th Street Suite 2050 Boulder CO 80301 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-31 | 47,473 | $0.00 | 4,433,955 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-31 | 159,208 | $0.00 | 4,593,163 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-03 | 21,981 | $33.09 | 4,571,182 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2016-12-31 | 47,473 | $0.00 | 47,473 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2016-12-31 | 159,208 | $0.00 | 159,208 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,327,066 | Indirect | By Bear Equity, LLC |
| Common Stock | 1,130,957 | Indirect | By Bear Investments, LLLP |
| Common Stock | 4,500,000 | Indirect | By DPC Papa Bear Enterprises, LLC |
| Common Stock | 1,137 | Indirect | By VP Holdings, LLC |
Footnotes
- Each Part A restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- Each Part B restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock.
- The sale reported was mandated by the Company's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 "sell-to-cover" transaction and does not represent a discretionary trade by the reporting person.
- The shares were sold in one transaction at the price reported.
- The reporting person disclaims beneficial ownership of the shares held by DPC Papa Bear Enterprises, LLC, except to the extent of his pecuniary interest therein.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- On November 12, 2015, the reporting person was granted Part A restricted stock units, which vested in full on December 31, 2016.
- On January 20, 2016, the reporting person was granted Part B restricted stock units, which vested in full on December 31, 2016.
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