Filing Details
- Accession Number:
- 0001209191-17-001494
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-04 19:16:00
- Reporting Period:
- 2016-12-30
- Filing Date:
- 2017-01-04
- Accepted Time:
- 2017-01-04 19:16:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1471261 | Cobalt International Energy Inc. | CIE | Crude Petroleum & Natural Gas (1311) | 270821169 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1477019 | W. James Farnsworth | C/O Cobalt Center 920 Memorial City Way, Suite 100 Houston TX 77024 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-12-30 | 21,545 | $1.24 | 1,570,272 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 250,000 | Indirect | See footnote |
| Common Stock | 3,000 | Indirect | See footnote |
Footnotes
- Represent shares sold pursuant to a 10b5-1 Plan to cover taxes in connection with the vesting of certain restricted stock awards.
- The sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $1.23 to 1.26, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.
- These shares of Common Stock are directly owned by a limited partnership, of which the reporting person is the sole general partner. The reporting person owns 0.1% of the limited partnership interests in the limited partnership and the remaining limited partnership interests are held by certain trusts for the benefit of the reporting person's adult children. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- These shares of Common Stock are directly held by the reporting person's spouse.
Billionaire Hedge Funds
