Filing Details
- Accession Number:
- 0001171843-17-000084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-04 18:41:10
- Reporting Period:
- 2011-05-11
- Filing Date:
- 2017-01-04
- Accepted Time:
- 2017-01-04 18:41:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1407623 | Retail Opportunity Investments Corp | ROIC | Real Estate Investment Trusts (6798) | 260500600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1475190 | J. Charles Persico | C/O Retail Opportunity Investments Corp. 8905 Towne Centre Drive, Suite 108 San Diego CA 92122 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Disposition | 2011-05-11 | 5,000 | $10.83 | 0 | No | 4 | S | Indirect | See footnote |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2011-05-18 | 10,000 | $11.09 | 20,139 | No | 4 | S | Direct | |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2017-01-01 | 3,786 | $0.00 | 23,925 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Footnotes
- The transaction reported on this line is being reported late due to an inadvertent administrative oversight.
- These shares were held by Perco Management Defined Benefit Pension Trust, of which Jules Levy is Trustee and Mr. Persico is the reporting person.
- The reporting person was granted 3,786 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. 2009 Equity Incentive Plan. All of such shares vest on January 1, 2018.