Filing Details

Accession Number:
0001171843-17-000084
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-04 18:41:10
Reporting Period:
2011-05-11
Filing Date:
2017-01-04
Accepted Time:
2017-01-04 18:41:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1407623 Retail Opportunity Investments Corp ROIC Real Estate Investment Trusts (6798) 260500600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475190 J. Charles Persico C/O Retail Opportunity Investments Corp.
8905 Towne Centre Drive, Suite 108
San Diego CA 92122
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Disposition 2011-05-11 5,000 $10.83 0 No 4 S Indirect See footnote
Common Stock, Par Value $0.0001 Per Share Disposition 2011-05-18 10,000 $11.09 20,139 No 4 S Direct
Common Stock, Par Value $0.0001 Per Share Acquisiton 2017-01-01 3,786 $0.00 23,925 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Direct
No 4 A Direct
Footnotes
  1. The transaction reported on this line is being reported late due to an inadvertent administrative oversight.
  2. These shares were held by Perco Management Defined Benefit Pension Trust, of which Jules Levy is Trustee and Mr. Persico is the reporting person.
  3. The reporting person was granted 3,786 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. 2009 Equity Incentive Plan. All of such shares vest on January 1, 2018.