Filing Details

Accession Number:
0000874015-17-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-04 18:35:56
Reporting Period:
2017-01-03
Filing Date:
2017-01-04
Accepted Time:
2017-01-04 18:35:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874015 Ionis Pharmaceuticals Inc IONS Pharmaceutical Preparations (2834) 330336973
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
897667 T Stanley Crooke C/O Ionis Pharmaceuticals, Inc.
2855 Gazelle Court
Carlsbad CA 92010
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-03 5,000 $7.25 30,029 No 4 M Direct
Common Stock Disposition 2017-01-03 5,000 $47.30 25,029 No 4 S Direct
Common Stock Acquisiton 2017-01-03 5,000 $7.25 30,029 No 4 M Direct
Common Stock Disposition 2017-01-03 5,000 $48.80 25,029 No 4 S Direct
Common Stock Acquisiton 2017-01-03 500 $10.29 2,670 No 4 M Indirect By wife
Common Stock Disposition 2017-01-03 500 $47.30 2,170 No 4 S Indirect By wife
Common Stock Acquisiton 2017-01-03 500 $10.29 2,670 No 4 M Indirect By wife
Common Stock Disposition 2017-01-03 500 $48.80 2,170 No 4 S Indirect By wife
Common Stock Acquisiton 2017-01-04 7,000 $7.25 32,029 No 4 M Direct
Common Stock Disposition 2017-01-04 7,000 $50.10 25,029 No 4 S Direct
Common Stock Acquisiton 2017-01-04 700 $10.29 2,870 No 4 M Indirect By wife
Common Stock Disposition 2017-01-04 700 $50.10 2,170 No 4 S Indirect By wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Indirect By wife
No 4 S Indirect By wife
No 4 M Indirect By wife
No 4 S Indirect By wife
No 4 M Direct
No 4 S Direct
No 4 M Indirect By wife
No 4 S Indirect By wife
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2017-01-03 163,013 $0.00 163,013 $47.34
Common Stock Employee Stock Option (right to buy) Acquisiton 2017-01-03 16,157 $0.00 16,157 $47.34
Common Stock Employee Stock Option (right to buy) Disposition 2017-01-03 10,000 $0.00 10,000 $7.25
Common Stock Employee Stock Option (right to buy) Disposition 2017-01-03 1,000 $0.00 1,000 $10.29
Common Stock Employee Stock Option (right to buy) Disposition 2017-01-04 7,000 $0.00 7,000 $7.25
Common Stock Employee Stock Option (right to buy) Disposition 2017-01-04 700 $0.00 700 $10.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
163,013 2018-01-03 2024-01-02 No 4 A Direct
16,157 2018-01-03 2024-01-02 No 4 A Indirect
83,462 2016-01-03 2019-01-02 No 4 M Direct
4,500 2015-01-03 2018-01-02 No 4 M Indirect
76,462 2016-01-03 2019-01-02 No 4 M Direct
3,800 2015-01-03 2018-01-02 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 725,391 Indirect By trust
Footnotes
  1. Acquired as a result of exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on 9/21/2015.
  2. Acquired as a result of exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person's wife on 9/21/2015.
  3. Grant of 1/3/2017 to reporting person of stock options under the Ionis Pharmaceuticals, Inc. 2011 Equity Incentive Plan. 25% of the shares subject to the option vest and become exercisable on 1/3/2018. Thereafter, the remaining shares subject to the option vest and become exercisable in 36 equal monthly installments, at the rate of 40,753 shares per year. Following this transaction, the option was exercisable as to 0 on 1/3/2017.
  4. Grant of 1/3/2017 to reporting person's wife of stock options under the Ionis Pharmaceuticals, Inc. 2011 Equity Incentive Plan. 25% of the shares subject to the option vest and become exercisable on 1/3/2018. Thereafter, the remaining shares subject to the option vest and become exercisable in 36 equal monthly installments, at the rate of 4,039 shares per year. Following this transaction, the option was exercisable as to 0 on 1/3/2017.