Filing Details
- Accession Number:
- 0001140361-17-000392
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-04 16:18:45
- Reporting Period:
- 2016-12-30
- Filing Date:
- 2017-01-04
- Accepted Time:
- 2017-01-04 16:18:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73020 | Northwest Natural Gas Co | NWN | Natural Gas Distribution (4924) | 930256722 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192777 | Anne Lea Doolittle | 220 Nw Second Avenue Portland OR 97209 | Chief Adm. Officer & Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-30 | 600 | $44.48 | 946 | No | 4 | M | Indirect | See Footnote |
Common Stock | Disposition | 2016-12-30 | 600 | $59.73 | 346 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Buy | Disposition | 2016-12-30 | 600 | $0.00 | 600 | $44.48 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-02-28 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 88 | Direct | |
Common Stock | 8,452 | Indirect | See Footnote |
Common Stock | 2,286 | Indirect | See Footnote |
Common Stock | 537 | Indirect | See Footnote |
Common Stock | 327 | Indirect | See Footnote |
Footnotes
- Option of the reporting person's spouse was granted as part of compensation for services. The option was exercised by the reporting person's spouse in a cashless exercise on December 30, 2016 as the option was close to expiration.
- Shares are held in account of reporting person's spouse.
- This transaction by the reporting person's spouse was executed in multiple trades on reported date with prices ranging from $59.705 - $59.775, resulting in an average price of $59.7318. Northwest Natural Gas Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
- Shares are held in reporting person's account under Issuer's Retirement K Savings Plan as of December 30, 2016.
- Reflects shares that have been credited to reporting person's account under the Issuer's Deferred Compensation Plan for Directors and Executives.
- Reflects shares that have been credited to reporting person's account under the Issuer's Executive Deferred Compensation Plan.
- Shares are held in reporting person's spouse's account under Issuer's Retirement K Savings Plan as of December 30, 2016.
- The option of the reporting person's spouse vested in four equal installments on February 21, 2008, and January 1, 2009, 2010, and 2011.