Filing Details
- Accession Number:
- 0001140361-17-000342
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-01-04 14:56:13
- Reporting Period:
- 2016-12-15
- Filing Date:
- 2017-01-04
- Accepted Time:
- 2017-01-04 14:56:13
- Original Submission Date:
- 2016-12-22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1236997 | Counterpath Corp | CPAH | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1165963 | Steven Bruk | 3230 Mathers Avenue West Vancouver A1 V7V 2K5 | No | No | Yes | No | |
| 1652845 | Karen Bruk | 3230 Mathers Avenue West Vancouver A1 V7V 2K5 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2016-12-21 | 81,200 | $2.03 | 95,800 | No | 4 | P | Indirect | Karen Bruk |
| Common Shares | Acquisiton | 2016-12-15 | 243,902 | $2.05 | 696,307 | No | 4 | P | Indirect | KMB Trac Two Holdings Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Karen Bruk |
| No | 4 | P | Indirect | KMB Trac Two Holdings Ltd. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 29,347 | Direct | |
| Common Stock | 14,600 | Indirect | Karen Bruk |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | $7.50 | 2015-09-04 | 2017-09-04 | 65,000 | 65,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-09-04 | 65,000 | 65,000 | Indirect |
Footnotes
- Karen Bruk is the spouse of Steven Bruk.
- Karen Bruk is also the sole shareholder of KMB Trac Two Holdings Ltd. ("KMB"). Steven Bruk and Karen Bruk exercise shared investment power over the shares of common stock held by Karen Bruk and KMB.
- CDN$2.72 based on the Bank of Canada exchange rate of 0.7462 on December 21, 2016.
Billionaire Hedge Funds
