Filing Details
- Accession Number:
- 0000801898-17-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-03 18:13:53
- Reporting Period:
- 2016-12-29
- Filing Date:
- 2017-01-03
- Accepted Time:
- 2017-01-03 18:13:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 801898 | Joy Global Inc | JOY | Mining Machinery & Equip (No Oil & Gas Field Mach & Equip) (3532) | 391566457 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1363620 | Ii L Edward Doheny | 100 E Wisconsin Ave Suite 2780 Milwaukee WI 53202 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-29 | 21,666 | $21.69 | 425,368 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-29 | 10,833 | $28.01 | 414,535 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-29 | 129,000 | $12.19 | 543,535 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-29 | 129,000 | $28.01 | 414,535 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-29 | 113,871 | $12.19 | 528,406 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-29 | 113,871 | $28.01 | 414,535 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-29 | 10,189 | $28.03 | 404,346 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-30 | 144,129 | $12.19 | 548,475 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-30 | 144,129 | $28.00 | 404,346 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2016-12-29 | 21,666 | $0.00 | 21,666 | $21.69 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-29 | 129,000 | $0.00 | 129,000 | $12.19 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-29 | 113,871 | $0.00 | 113,871 | $12.19 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-30 | 144,129 | $0.00 | 144,129 | $12.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-12-08 | 2018-12-08 | No | 4 | M | Direct |
| 258,000 | 2016-12-07 | 2025-12-07 | No | 4 | M | Direct |
| 144,129 | 2016-12-15 | 2025-12-07 | No | 4 | M | Direct |
| 0 | 2016-12-15 | 2025-12-07 | No | 4 | M | Direct |
Billionaire Hedge Funds
