Filing Details

Accession Number:
0001062993-17-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-03 18:12:09
Reporting Period:
2016-12-30
Filing Date:
2017-01-03
Accepted Time:
2017-01-03 18:12:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
849145 Heritage Global Inc. HGBL Telegraph & Other Message Communications (4822) 592291344
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1009161 C Allan Silber C/O Street Capital Group, Inc.
700 - 1 Toronto St.
Toronto A6 M5C 2V6
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-30 2,928,462 $0.49 4,413,645 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. Includes 4,101,686 shares of Common Stock, 2,928,462 of which are reported herein, which are held of record by a Limited Liability Corporation that is described in Footnote 2, and 311,959 shares of Common Stock previously acquired by the reporting person which are held directly by Mr. Silber.
  2. The 2,928,462 shares of Common Stock reported herein were acquired by a Limited Liability Corporation solely owned by Mr. Silber. The Limited Liability Corporation also acquired 731,224 shares of Common Stock previously acquired by the reporting person which had been held directly by Mr. Silber.