Filing Details
- Accession Number:
- 0001062993-17-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-03 18:12:09
- Reporting Period:
- 2016-12-30
- Filing Date:
- 2017-01-03
- Accepted Time:
- 2017-01-03 18:12:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
849145 | Heritage Global Inc. | HGBL | Telegraph & Other Message Communications (4822) | 592291344 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1009161 | C Allan Silber | C/O Street Capital Group, Inc. 700 - 1 Toronto St. Toronto A6 M5C 2V6 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-30 | 2,928,462 | $0.49 | 4,413,645 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Footnotes
- Includes 4,101,686 shares of Common Stock, 2,928,462 of which are reported herein, which are held of record by a Limited Liability Corporation that is described in Footnote 2, and 311,959 shares of Common Stock previously acquired by the reporting person which are held directly by Mr. Silber.
- The 2,928,462 shares of Common Stock reported herein were acquired by a Limited Liability Corporation solely owned by Mr. Silber. The Limited Liability Corporation also acquired 731,224 shares of Common Stock previously acquired by the reporting person which had been held directly by Mr. Silber.