Filing Details
- Accession Number:
- 0001403256-17-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-03 17:29:40
- Reporting Period:
- 2016-12-26
- Filing Date:
- 2017-01-03
- Accepted Time:
- 2017-01-03 17:29:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403256 | Och-Ziff Capital Management Group Llc | OZM | Investment Advice (6282) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1691781 | Erez Elisha | Och-Ziff Capital Management Group Llc 9 West 57Th Street, 39Th Floor New York NY 10019 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Disposition | 2016-12-26 | 16,220 | $3.03 | 27,669 | No | 4 | F | Direct | |
Class A Shares | Disposition | 2016-12-30 | 27,669 | $3.25 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units.
- These sales were made by the Reporting Person pursuant to a plan adopted on November 7, 2016 that is intended to comply with Exchange Act Rule 10b5-1(c).
- The price reported in column 4 is a weighted average price. The Class A Shares were sold in multiple transactions at prices ranging from $3.20 to $3.34. Upon request the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer the full information regarding the number of Class A Shares sold at each separate price within the range set forth in this footnote.