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Home > Insider Trading > Filing (0001493152-17-000056)

Filing Details

Accession Number:: 0001493152-17-000056
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-01-03 17:15:04
Reporting Period:: 2017-01-03

Filing Date:: 2017-01-03
Accepted Time:: 2017-01-03 17:15:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1106838	Chanticleer Holdings Inc.	HOTR	Retail-Eating Places (5812)	522102141

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1124144	D Michael Pruitt	7621 Little Avenue, Suite 414 Charlotte NC 28226	Ceo, Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-01-03	300	$0.40	8,200	No	4	P	Indirect	By IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	172,251	Direct
Common Stock	35,050	Indirect	By Avenel Financial Group, Inc.
Series 1 Preferred Stock	100	Indirect	By IRA

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Series 1 Warrants	$13.50			1,000	100	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,000	100	Indirect

Footnotes

The price is paid by surrendering one share of Series 1 Preferred stock.
These warrants are exercisable at any time at any time and from time to time on or before the seventh anniversary of the date of issuance.
These warrants expire in accordance with their terms and no later than on the seventh anniversary of their issue date.
Each Series 1 Warrant is exercisable into 10 shares of common stock.