Filing Details
- Accession Number:
- 0001359824-17-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-03 16:27:04
- Reporting Period:
- 2016-12-30
- Filing Date:
- 2017-01-03
- Accepted Time:
- 2017-01-03 16:27:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1195116 | Arno Therapeutics Inc | ARNI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1044734 | Donald S Sussman | 888 E. Las Olas Blvd. Suite 210 Ft Lauderdale FL 33301 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-30 | 4,285,111 | $0.00 | 714,285 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 2012 Series A Warrants | Disposition | 2016-12-30 | 1,605,809 | $0.00 | 1,605,809 | $1.14 |
Common Stock | 2013 Series D Warrants | Disposition | 2016-12-30 | 1,383,702 | $0.00 | 1,383,702 | $1.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-10-29 | 2017-11-26 | No | 4 | S | Direct |
0 | 2013-10-29 | 2018-10-29 | No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | 2016 Series F Warrants (right to buy) | $0.44 | 2016-08-15 | 2021-08-15 | 357,142 | 357,142 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-08-15 | 357,142 | 357,142 | Direct |
Footnotes
- Commercial Street Capital LLC ("CSC") has a contractual right to designate one member of the Issuer's board of directors and has designated Steven B. Ruchefsky, a director of the Issuer, pursuant to such right. Accordingly, the Reporting Person, as a co-managing director of CSC, may be deemed to be a director by deputization for purposes of Section 16 of the Exchange Act.
- These shares of common stock or warrants exercisable for shares of common stock, as applicable, represent a pro rata distribution from CSC, and not a purchase or sale, of such shares or warrants by CSC to its members without consideration.
- These reported securities are included within a sale by the Reporting Person of all such securities for an aggregate price of $1,000.
- As a result of the Issuer's 8/15/16 private placement of common stock and Series F Warrants, the exercise prices and shares underlying the 2012 Series A Warrants and 2013 Series D Warrants were automatically adjusted to the exercise price and shares reflected pursuant to anti-dilution adjustment provisions in such warrants.