Filing Details
- Accession Number:
- 0001127602-17-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-03 12:05:04
- Reporting Period:
- 2016-12-29
- Filing Date:
- 2017-01-03
- Accepted Time:
- 2017-01-03 12:05:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1125259 | Carnival Plc | CUK | Water Transportation (4400) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1553147 | Olaf Michael Thamm | C/O Carnival Corporation 3655 N.w. 87Th Avenue Miami FL 33178 | Ceo - Costa Crociere | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2016-12-29 | 117,537 | $0.00 | 170,383 | No | 4 | A | Direct | |
Ordinary Shares | Disposition | 2016-12-29 | 30,842 | $50.40 | 139,541 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Grant of performance-based restricted stock units ("Performance RSUs") granted on December 27, 2013 pursuant to the Carnival plc 2005 Employee Share Plan. Each Performance RSU represents one share of Carnival plc ordinary shares. The Performance RSU's will vest 50% as of December 29, 2016 and 50% as of December 27, 2017.
- The reporting person was eligible to earn from 0-5 times the stated target amount of Performance RSUs to the extent that the compound annual growth rate of Carnival Corporation & plc's total shareholder return over a three year performance cycle exceeded specified performance goals.
- Represents a surrender of shares to satisfy the tax obligation on the vesting of the Performance RSUs.
- The transaction was conducted in British Pounds. The sale price of GBP41.22688 was converted into US$ at the December 29, 2016 conversion rate of GBP1 = USD1.2225.
- Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.