Filing Details

Accession Number:
0001127602-17-000033
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-03 12:05:04
Reporting Period:
2016-12-29
Filing Date:
2017-01-03
Accepted Time:
2017-01-03 12:05:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1125259 Carnival Plc CUK Water Transportation (4400) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553147 Olaf Michael Thamm C/O Carnival Corporation
3655 N.w. 87Th Avenue
Miami FL 33178
Ceo - Costa Crociere No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2016-12-29 117,537 $0.00 170,383 No 4 A Direct
Ordinary Shares Disposition 2016-12-29 30,842 $50.40 139,541 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Grant of performance-based restricted stock units ("Performance RSUs") granted on December 27, 2013 pursuant to the Carnival plc 2005 Employee Share Plan. Each Performance RSU represents one share of Carnival plc ordinary shares. The Performance RSU's will vest 50% as of December 29, 2016 and 50% as of December 27, 2017.
  2. The reporting person was eligible to earn from 0-5 times the stated target amount of Performance RSUs to the extent that the compound annual growth rate of Carnival Corporation & plc's total shareholder return over a three year performance cycle exceeded specified performance goals.
  3. Represents a surrender of shares to satisfy the tax obligation on the vesting of the Performance RSUs.
  4. The transaction was conducted in British Pounds. The sale price of GBP41.22688 was converted into US$ at the December 29, 2016 conversion rate of GBP1 = USD1.2225.
  5. Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.