Filing Details
- Accession Number:
- 0001510281-17-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-03 10:44:21
- Reporting Period:
- 2016-12-29
- Filing Date:
- 2017-01-03
- Accepted Time:
- 2017-01-03 10:44:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1219120 | Advent Claymore Convertible Securities & Income Fund | AVK | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1510281 | Saba Capital Management, L.p. | 405 Lexington Avenue 58Th Floor New York NY 10174 | No | No | Yes | No | |
1608233 | Boaz Weinstein | 405 Lexington Avenue 58Th Floor New York NY 10174 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-29 | 1,600 | $14.66 | 2,594,506 | No | 4 | P | Indirect | See footnotes 1 and 2 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes 1 and 2 |
Footnotes
- The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds".
- Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the generalpartner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investmentmanager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to theextent of his or its pecuniary interest therein.