Filing Details
- Accession Number:
- 0001104659-16-164632
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-30 18:59:37
- Reporting Period:
- 2016-12-29
- Filing Date:
- 2016-12-30
- Accepted Time:
- 2016-12-30 18:59:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1604808 | Joshua Mayer | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-29 | 2,439 | $35.60 | 2,238 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 42 | Indirect | By Wife |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $7.15 | 2010-05-15 | 2019-05-15 | 800 | 800 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $9.00 | 2011-07-28 | 2020-02-28 | 20,000 | 20,000 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $12.55 | 2012-02-28 | 2021-02-28 | 10,000 | 10,000 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $12.45 | 2013-02-28 | 2022-02-28 | 4,418 | 4,418 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $15.34 | 2014-02-28 | 2023-02-28 | 8,000 | 8,000 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $41.84 | 2015-02-28 | 2024-02-28 | 6,200 | 6,200 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $53.88 | 2016-02-28 | 2025-02-28 | 6,000 | 6,000 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $20.51 | 2017-02-28 | 2026-02-28 | 3,234 | 3,234 | Direct |
Common Stock | Restricted Stock Unit | $0.00 | 2016-02-28 | 1,334 | 1,334 | Direct | |
Common Stock | Restricted Stock Unit | $0.00 | 2017-02-28 | 2,667 | 2,667 | Direct | |
Common Stock | Restricted Stock Unit | $0.00 | 2019-02-28 | 3,234 | 3,234 | Direct | |
Common Strock | Restricted Stock Award | $0.00 | 2019-08-02 | 45,000 | 35,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-05-15 | 800 | 800 | Direct |
2020-02-28 | 20,000 | 20,000 | Direct |
2021-02-28 | 10,000 | 10,000 | Direct |
2022-02-28 | 4,418 | 4,418 | Direct |
2023-02-28 | 8,000 | 8,000 | Direct |
2024-02-28 | 6,200 | 6,200 | Direct |
2025-02-28 | 6,000 | 6,000 | Direct |
2026-02-28 | 3,234 | 3,234 | Direct |
2016-02-28 | 1,334 | 1,334 | Direct |
2017-02-28 | 2,667 | 2,667 | Direct |
2019-02-28 | 3,234 | 3,234 | Direct |
2019-08-02 | 45,000 | 35,000 | Direct |
Footnotes
- Original option grant vests in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
- Original option grant vests in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
- This option grant vests over a 3 year period, one-third of the total amount vests on the first anniversary of the applicable date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
- Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock
- Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
- This restricted stock award vests in three equal installments annually beginning on the first anniversary of the date of the grant of restricted stock.
- This restricted stock unit vests over a 3 year period, with 1/3 of the shares vesting on the first anniversary of the date of grant and one-twelfth of the total amount vesting on each three-month anniversary of the date of grant.
- This restricted stock unit vests over a 3 year period, with one-twelfth of the total amount vesting on each three-month anniversary of the date of grant.
- The shares reported in column 4 were sold in one transaction with a price of $35.60 per share.