Filing Details
- Accession Number:
- 0000899243-16-036435
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-30 17:16:00
- Reporting Period:
- 2016-12-28
- Filing Date:
- 2016-12-30
- Accepted Time:
- 2016-12-30 17:16:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1478121 | Pfenex Inc. | PFNX | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1433536 | Signet Healthcare Partners Accredited Partnership Iii Lp | 152 West 57Th Street 19Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Disposition | 2016-12-28 | 16,590 | $9.66 | 1,714,654 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2016-12-29 | 1,587 | $9.65 | 1,713,067 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2016-12-28 | 5,410 | $9.66 | 559,167 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2016-12-29 | 517 | $9.65 | 558,650 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Beneficially owned directly by Signet Healthcare Partners QP Partnership III LP ("SHPQP3") and indirectly by Signet Healthcare GP III LP, the general partner of SHPQP3; Signet Healthcare Partners LP, the management company for SHPQP3; and Signet Holdings LLC, the general partner of Signet Healthcare GP III LP and Signet Healthcare Partners LP. Signet Healthcare Partners LP, Signet Healthcare GP III LP and Signet Holdings LLC disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, if any.
- Beneficially owned directly by Signet Healthcare Partners Accredited Partnership III LP ("SHPAP3") and indirectly by Signet Healthcare GP III LP, the general partner of SHPAP3; Signet Healthcare Partners LP, the management company for SHPAP3; and Signet Holdings LLC, the general partner of Signet Healthcare GP III LP and Signet Healthcare Partners LP. Signet Healthcare Partners LP, Signet Healthcare GP III LP and Signet Holdings LLC disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, if any.
Billionaire Hedge Funds
