Filing Details

Accession Number:
0001225208-16-043758
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-30 16:06:08
Reporting Period:
2016-12-28
Filing Date:
2016-12-30
Accepted Time:
2016-12-30 16:06:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6201 American Airlines Group Inc. AAL Air Transportation, Scheduled (4512) 751825172
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249552 Douglas W Parker 4333 Amon Carter Blvd.
Fort Worth TX 76155
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-28 231,060 $7.42 1,772,430 No 4 M Direct
Common Stock Disposition 2016-12-28 35,183 $48.73 1,737,247 No 4 D Direct
Common Stock Disposition 2016-12-28 43,882 $48.48 1,693,365 No 4 S Direct
Common Stock Disposition 2016-12-28 69,824 $47.89 1,623,541 No 4 S Direct
Common Stock Disposition 2016-12-28 82,171 $48.73 1,541,370 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2016-12-28 231,060 $0.00 231,060 $7.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-12-09 2017-04-14 No 4 M Direct
Footnotes
  1. Shares acquired upon the exercise of stock-settled stock appreciation rights.
  2. Shares disposed to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.
  3. This sale is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.16 to $48.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.72 to $48.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.
  7. This exercise is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. The reporting person is exercising the stock- settled stock appreciation rights prior to expiration.