Filing Details
- Accession Number:
- 0001209191-16-157017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-29 16:44:10
- Reporting Period:
- 2016-12-27
- Filing Date:
- 2016-12-29
- Accepted Time:
- 2016-12-29 16:44:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-12-27 | 586 | $6.50 | 3,804,067 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-12-27 | 100 | $6.45 | 3,804,167 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-12-27 | 14 | $6.48 | 3,804,181 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-12-28 | 900 | $6.25 | 3,805,081 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-12-28 | 600 | $6.45 | 3,805,681 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-12-28 | 400 | $6.20 | 3,806,081 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-12-28 | 400 | $6.40 | 3,806,481 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-12-28 | 200 | $6.30 | 3,806,681 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.