Filing Details

Accession Number:
0000899243-16-036398
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-29 16:37:44
Reporting Period:
2016-12-27
Filing Date:
2016-12-29
Accepted Time:
2016-12-29 16:37:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
867374 Electronics For Imaging Inc EFII Computer Communications Equipment (3576) 943086355
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1116233 Guy Gecht 6750 Dumbarton Circle
Fremont CA 94555
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-27 13,000 $11.40 428,373 No 4 M Direct
Common Stock Disposition 2016-12-27 3,367 $44.02 425,006 No 4 F Direct
Common Stock Disposition 2016-12-27 5,027 $44.02 419,979 No 4 F Direct
Common Stock Disposition 2016-12-27 9,000 $43.67 410,979 No 4 S Direct
Common Stock Disposition 2016-12-28 4,606 $43.78 406,373 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Right to Buy Disposition 2016-12-27 13,000 $0.00 13,000 $11.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
91,000 2017-08-20 No 4 M Direct
Footnotes
  1. The acquisition of these shares, exercise of the underlying stock options (which will expire on August 20, 2017), and the sale of the shares were effected pursuant to a Rule 10b5-1 plan entered into by the reporting person on August 31, 2016 (the "Rule 10b5-1 Plan") that calls for sales on pre-determined dates.
  2. Represents shares of common stock withheld by the issuer in payment by the reporting person of the exercise price. This transaction is exempt under Rule 16b-3(e).
  3. Represents shares of common stock withheld by the issuer for tax purposes upon the exercise of stock options by the reporting person. This transaction is exempt under Rule 16b-3(e).
  4. The sale of the shares was done pursuant to the Rule 10b5-1 plan.
  5. This transaction was executed in multiple trades ranging from $43.23 to $44.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  6. This transaction was executed in multiple trades ranging from $43.60 to $44.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  7. This stock option award, which will expire on August 20, 2017, was granted on August 20, 2010, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.