Filing Details
- Accession Number:
- 0000899243-16-036398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-29 16:37:44
- Reporting Period:
- 2016-12-27
- Filing Date:
- 2016-12-29
- Accepted Time:
- 2016-12-29 16:37:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
867374 | Electronics For Imaging Inc | EFII | Computer Communications Equipment (3576) | 943086355 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1116233 | Guy Gecht | 6750 Dumbarton Circle Fremont CA 94555 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-27 | 13,000 | $11.40 | 428,373 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-27 | 3,367 | $44.02 | 425,006 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-12-27 | 5,027 | $44.02 | 419,979 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-12-27 | 9,000 | $43.67 | 410,979 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-28 | 4,606 | $43.78 | 406,373 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option Right to Buy | Disposition | 2016-12-27 | 13,000 | $0.00 | 13,000 | $11.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
91,000 | 2017-08-20 | No | 4 | M | Direct |
Footnotes
- The acquisition of these shares, exercise of the underlying stock options (which will expire on August 20, 2017), and the sale of the shares were effected pursuant to a Rule 10b5-1 plan entered into by the reporting person on August 31, 2016 (the "Rule 10b5-1 Plan") that calls for sales on pre-determined dates.
- Represents shares of common stock withheld by the issuer in payment by the reporting person of the exercise price. This transaction is exempt under Rule 16b-3(e).
- Represents shares of common stock withheld by the issuer for tax purposes upon the exercise of stock options by the reporting person. This transaction is exempt under Rule 16b-3(e).
- The sale of the shares was done pursuant to the Rule 10b5-1 plan.
- This transaction was executed in multiple trades ranging from $43.23 to $44.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $43.60 to $44.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This stock option award, which will expire on August 20, 2017, was granted on August 20, 2010, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.