Filing Details

Accession Number:
0001193805-16-004429
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-29 16:37:01
Reporting Period:
2016-12-29
Filing Date:
2016-12-29
Accepted Time:
2016-12-29 16:37:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1512074 Rmg Networks Holding Corp RMGH Services-Business Services, Nec (7389) 274452594
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1643128 #1 Grat 2009 Wilson R. Donald The C/U Trust Children's C/O Drw Holdings, Llc,
540 W. Madison Street, Suite 2500
Chicago IL 60661
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-12-29 1,819,219 $0.62 10,485,885 No 4 X Direct
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-12-29 1,828,445 $0.62 12,314,330 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Subscription Rights (right to buy) Disposition 2016-12-29 1,819,219 $0.00 1,819,219 $0.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-11-30 2016-12-27 No 4 X Direct
Footnotes
  1. Reflects the exercise of subscription rights held by DOOH Investments and DRW Commodities, as applicable, pursuant to the Issuer's rights offering announced on November 30, 2016.
  2. Reflects the purchase of shares of Common Stock pursuant to the Standby Purchase Agreement (the "Purchase Agreement"), dated as of November 30, 2016, among DRW Commodities, LLC, 2012 DOOH Investments LLC, the Reporting Person and the Issuer. On December 21, DRW Commodities, LLC assigned its right to purchase Common Stock pursuant to the Purchase Agreement to the Reporting Person.