Filing Details
- Accession Number:
- 0001193805-16-004429
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-29 16:37:01
- Reporting Period:
- 2016-12-29
- Filing Date:
- 2016-12-29
- Accepted Time:
- 2016-12-29 16:37:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1512074 | Rmg Networks Holding Corp | RMGH | Services-Business Services, Nec (7389) | 274452594 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1643128 | #1 Grat 2009 Wilson R. Donald The C/U Trust Children's | C/O Drw Holdings, Llc, 540 W. Madison Street, Suite 2500 Chicago IL 60661 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2016-12-29 | 1,819,219 | $0.62 | 10,485,885 | No | 4 | X | Direct | |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2016-12-29 | 1,828,445 | $0.62 | 12,314,330 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Subscription Rights (right to buy) | Disposition | 2016-12-29 | 1,819,219 | $0.00 | 1,819,219 | $0.62 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-11-30 | 2016-12-27 | No | 4 | X | Direct |
Footnotes
- Reflects the exercise of subscription rights held by DOOH Investments and DRW Commodities, as applicable, pursuant to the Issuer's rights offering announced on November 30, 2016.
- Reflects the purchase of shares of Common Stock pursuant to the Standby Purchase Agreement (the "Purchase Agreement"), dated as of November 30, 2016, among DRW Commodities, LLC, 2012 DOOH Investments LLC, the Reporting Person and the Issuer. On December 21, DRW Commodities, LLC assigned its right to purchase Common Stock pursuant to the Purchase Agreement to the Reporting Person.