Filing Details

Accession Number:
0000801898-16-000298
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-29 13:34:35
Reporting Period:
2016-12-28
Filing Date:
2016-12-29
Accepted Time:
2016-12-29 13:34:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
801898 Joy Global Inc JOY Mining Machinery & Equip (No Oil & Gas Field Mach & Equip) (3532) 391566457
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1659667 M John Koetz 100 E. Wisconsin Avenue
Suite 2780
Milwaukee WI 53202
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-28 11,667 $12.19 47,558 No 4 M Direct
Common Stock Disposition 2016-12-28 11,667 $28.04 35,891 No 4 S Direct
Common Stock Acquisiton 2016-12-28 23,333 $12.19 59,224 No 4 M Direct
Common Stock Disposition 2016-12-28 23,333 $28.04 35,891 No 4 S Direct
Common Stock Disposition 2016-12-28 165 $28.02 35,726 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-12-28 11,667 $0.00 11,667 $12.19
Common Stock Employee Stock Option (right to buy) Disposition 2016-12-28 23,333 $0.00 23,333 $12.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,333 2016-12-07 2025-12-07 No 4 M Direct
0 2016-12-15 2025-12-07 No 4 M Direct