Filing Details
- Accession Number:
- 0000801898-16-000298
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-29 13:34:35
- Reporting Period:
- 2016-12-28
- Filing Date:
- 2016-12-29
- Accepted Time:
- 2016-12-29 13:34:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
801898 | Joy Global Inc | JOY | Mining Machinery & Equip (No Oil & Gas Field Mach & Equip) (3532) | 391566457 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1659667 | M John Koetz | 100 E. Wisconsin Avenue Suite 2780 Milwaukee WI 53202 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-28 | 11,667 | $12.19 | 47,558 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-28 | 11,667 | $28.04 | 35,891 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-12-28 | 23,333 | $12.19 | 59,224 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-28 | 23,333 | $28.04 | 35,891 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-12-28 | 165 | $28.02 | 35,726 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-28 | 11,667 | $0.00 | 11,667 | $12.19 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-28 | 23,333 | $0.00 | 23,333 | $12.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,333 | 2016-12-07 | 2025-12-07 | No | 4 | M | Direct |
0 | 2016-12-15 | 2025-12-07 | No | 4 | M | Direct |