Filing Details

Accession Number:
0000072333-16-000410
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-12-29 12:53:26
Reporting Period:
2016-12-12
Filing Date:
2016-12-29
Accepted Time:
2016-12-29 12:53:26
Original Submission Date:
2016-12-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72333 Nordstrom Inc JWN Retail-Family Clothing Stores (5651) 910515058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1225037 F Daniel Little C/O Nordstrom, Inc.
1617 Sixth Avenue
Seattle WA 98101
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-12 4,000 $35.51 66,946 No 4 M Direct
Common Stock Acquisiton 2016-12-12 1,400 $12.58 68,346 No 4 M Direct
Common Stock Disposition 2016-12-12 5,400 $59.00 62,946 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-12-12 4,000 $0.00 4,000 $35.51
Common Stock Employee Stock Option (right to buy) Disposition 2016-12-12 1,400 $0.00 1,400 $12.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-02-27 No 4 M Direct
34,310 2019-02-27 No 4 M Direct
Footnotes
  1. The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 11/28/2016.
  2. This amended Form 4 is being filed to report options that were exercised and shares that were sold but were not included in the original filing due to an administrative error.
  3. This option was originally reported as an option grant for 31,108 shares of common stock at an exercise price of $38.02 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
  4. Exercisable in four equal annual installments commencing 2/28/2009.
  5. This option was originally reported as an option grant for 71,297 shares of common stock at an exercise price of $13.47 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
  6. Exercisable in four equal annual installments commencing 2/27/2010.